Excellent Resource
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“I am an industry compliance officer and find that these podcasts serve as an excellent best practices reminder. They keep me watchful for common, and not so common, potential red flag behaviors. I often send out a blast email to the folks I supervise after listening to the podcast.
The easy going conversational delivery makes the podcast enjoyable when so much of our industry is (by rights) very stiff and "stuffed shirt."
Thank you for presenting such timely and helpful information.”
Pinkfairygal via Apple Podcasts ·
United States of America ·
08/16/13
More reviews of FINRA Unscripted
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“Finra is a helpful tool for a foreigner to learn the regulatory environment and the updates.”
Scottli818 via Apple Podcasts ·
China ·
08/10/11
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