Reviews
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“I am an industry compliance officer and find that these podcasts serve as an excellent best practices reminder. They keep me watchful for common, and not so common, potential red flag behaviors. I often send out a blast email to the folks I supervise after listening to the podcast.
The easy...”Read full review »
Pinkfairygal via Apple Podcasts ·
United States of America ·
08/16/13
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“Finra is a helpful tool for a foreigner to learn the regulatory environment and the updates.”
Scottli818 via Apple Podcasts ·
China ·
08/10/11
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