Clean Advisor, Dirty Broker Dealer
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Description
We've seen many problematic broker dealers that were a melting pot for reps that did active commission stock trading that have either merged or closed.
More Episodes
May 2019
This decline in revenue for small broker dealers is happening during favorable markets. Imagine what might happen in a market downturn.
Published 05/08/19
Published 05/08/19
September 2018
When looking to change broker dealer and increase profitability, look at advisory costs and payout, which bring savings every year versus upfront money that disappears when the honeymoon is over.
Published 09/11/18
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