Episodes
May 2019
This decline in revenue for small broker dealers is happening during favorable markets. Imagine what might happen in a market downturn.
Published 05/08/19
Published 05/08/19
September 2018
When looking to change broker dealer and increase profitability, look at advisory costs and payout, which bring savings every year versus upfront money that disappears when the honeymoon is over.
Published 09/11/18
We've seen many problematic broker dealers that were a melting pot for reps that did active commission stock trading that have either merged or closed.
Published 03/27/18
We've seen many problematic broker dealers that were a melting pot for reps that did active commission stock trading that have either merged or closed.
Published 03/27/18
Being the largest of the independent broker dealer has its pros and cons. Jon discusses 4 problems facing LPL.
Published 01/22/18
Being the largest of the independent broker dealer has its pros and cons. Jon discusses 4 problems facing LPL.
Published 01/22/18
In an unprecedented move in our industry, MetLife is cutting trails on annuity products, and some advisors will see big losses. Will Jackson National follow?
Published 11/06/17
In an unprecedented move in our industry, MetLife is cutting trails on annuity products, and some advisors will see big losses. Will Jackson National follow?
Published 11/06/17
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